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BARCLAYS PLC UK Regulatory Announcement: National Express Group plc

LONDON–(BUSINESS WIRE)– 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 08 October 2021
(f) In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

5p ordinary

 

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

1,753,116

0.29%

4,846,522

0.79%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

4,415,001

0.72%

1,475,060

0.24%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

6,168,117

1.00%

6,321,582

1.03%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

5p ordinary

Purchase

175

2.3022 GBP

5p ordinary

Purchase

239

2.3237 GBP

5p ordinary

Purchase

244

2.3040 GBP

5p ordinary

Purchase

512

2.3177 GBP

5p ordinary

Purchase

512

2.3057 GBP

5p ordinary

Purchase

1,558

2.3180 GBP

5p ordinary

Purchase

1,585

2.3127 GBP

5p ordinary

Purchase

2,370

2.3111 GBP

5p ordinary

Purchase

2,517

2.3087 GBP

5p ordinary

Purchase

2,814

2.3044 GBP

5p ordinary

Purchase

3,243

2.3223 GBP

5p ordinary

Purchase

4,006

2.3100 GBP

5p ordinary

Purchase

4,433

2.3118 GBP

5p ordinary

Purchase

4,512

2.3105 GBP

5p ordinary

Purchase

4,765

2.3052 GBP

5p ordinary

Purchase

5,752

2.3114 GBP

5p ordinary

Purchase

7,913

2.3216 GBP

5p ordinary

Purchase

12,496

2.3240 GBP

5p ordinary

Purchase

13,743

2.3104 GBP

5p ordinary

Purchase

26,062

2.3135 GBP

5p ordinary Sale

14

2.3064 GBP

5p ordinary Sale

89

2.3018 GBP

5p ordinary Sale

119

2.3205 GBP

5p ordinary Sale

203

2.3086 GBP

5p ordinary Sale

647

2.3054 GBP

5p ordinary Sale

1,104

2.3058 GBP

5p ordinary Sale

1,112

2.3102 GBP

5p ordinary Sale

1,257

2.3239 GBP

5p ordinary Sale

1,558

2.3180 GBP

5p ordinary Sale

3,429

2.3025 GBP

5p ordinary Sale

3,638

2.3002 GBP

5p ordinary Sale

3,991

2.3176 GBP

5p ordinary Sale

4,006

2.3100 GBP

5p ordinary Sale

5,339

2.3175 GBP

5p ordinary Sale

6,028

2.3106 GBP

5p ordinary Sale

7,266

2.3240 GBP

5p ordinary Sale

7,913

2.3217 GBP

5p ordinary Sale

10,316

2.3130 GBP

5p ordinary Sale

70,189

2.3223 GBP

(b) Cash-settled derivative transactions

Class of

Product Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

5p ordinary

SWAP Long

1

2.3039 GBP

5p ordinary

SWAP Long

14

2.3066 GBP

5p ordinary

SWAP Long

89

2.3018 GBP

5p ordinary

SWAP Long

119

2.3206 GBP

5p ordinary

SWAP Long

203

2.3086 GBP

5p ordinary

SWAP Long

211

2.3019 GBP

5p ordinary

SWAP Long

511

2.3100 GBP

5p ordinary

SWAP Long

1,257

2.3239 GBP

5p ordinary

SWAP Long

3,637

2.3002 GBP

5p ordinary

SWAP Long

3,894

2.3114 GBP

5p ordinary

SWAP Long

6,600

2.3057 GBP

5p ordinary

SWAP Long

16,625

2.3225 GBP

5p ordinary

CFD Long

21,678

2.3238 GBP

5p ordinary

CFD Long

25,850

2.3232 GBP

5p ordinary

SWAP Long

26,832

2.3133 GBP

5p ordinary

SWAP Short

5

2.3018 GBP

5p ordinary

SWAP Short

16

2.3021 GBP

5p ordinary

SWAP Short

16

2.3062 GBP

5p ordinary

SWAP Short

41

2.2980 GBP

5p ordinary

SWAP Short

46

2.3113 GBP

5p ordinary

SWAP Short

51

2.3019 GBP

5p ordinary

SWAP Short

55

2.3058 GBP

5p ordinary

SWAP Short

57

2.3110 GBP

5p ordinary

SWAP Short

58

2.3043 GBP

5p ordinary

SWAP Short

65

2.3101 GBP

5p ordinary

SWAP Short

73

2.3129 GBP

5p ordinary

SWAP Short

76

2.3108 GBP

5p ordinary

SWAP Short

87

2.3016 GBP

5p ordinary

SWAP Short

137

2.3131 GBP

5p ordinary

SWAP Short

144

2.3088 GBP

5p ordinary

SWAP Short

234

2.3085 GBP

5p ordinary

SWAP Short

237

2.3109 GBP

5p ordinary

SWAP Short

243

2.3099 GBP

5p ordinary

SWAP Short

274

2.3123 GBP

5p ordinary

SWAP Short

282

2.3050 GBP

5p ordinary

SWAP Short

428

2.3124 GBP

5p ordinary

SWAP Short

429

2.3119 GBP

5p ordinary

SWAP Short

710

2.3045 GBP

5p ordinary

SWAP Short

753

2.3106 GBP

5p ordinary

SWAP Short

1,268

2.3122 GBP

5p ordinary

SWAP Short

1,339

2.3115 GBP

5p ordinary

SWAP Short

1,806

2.3114 GBP

5p ordinary

SWAP Short

1,821

2.3084 GBP

5p ordinary

SWAP Short

1,942

2.3116 GBP

5p ordinary

SWAP Short

2,046

2.3044 GBP

5p ordinary

SWAP Short

2,138

2.3117 GBP

5p ordinary

SWAP Short

3,027

2.3075 GBP

5p ordinary

SWAP Short

3,235

2.3048 GBP

5p ordinary

CFD Short

3,385

2.3103 GBP

5p ordinary

SWAP Short

3,711

2.3103 GBP

5p ordinary

SWAP Short

4,057

2.3111 GBP

5p ordinary

CFD Short

4,735

2.3240 GBP

5p ordinary

SWAP Short

6,226

2.3120 GBP

5p ordinary

SWAP Short

10,707

2.3240 GBP

5p ordinary

SWAP Short

14,127

2.3102 GBP

5p ordinary

SWAP Short

15,918

2.3151 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 11 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Contacts

BARCLAYS PLC

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